Company Secretary & Compliance Officer

Chief Compliance Officer – Fintech

Location: Bangalore

The Chief Compliance Officer (CCO) is responsible for designing, shaping and providing

strategic leadership to the Compliance program. You will serve as a strategic business partner

for management and ensure that the company maintains a robust, risk-based compliance

program that helps protect and grow our business. You will provide guidance and influence

leadership across the organization by having a good understanding of the financial services

landscape, being a creative and agile thinker and possessing the ability to develop strong

relationships across the business.

You will be charged with designing and delivering appropriate, risk-based compliance policies

and procedures as well as monitoring, auditing and providing training for all business functions.

In This Role, You Will

 Ensure regulatory compliance with regards to Statutory and legal requirements in the

country

 Ensure Company-wide compliance risk is identified, managed and reported

 Develop compliance policies for new business line

 Support Senior Management and the Board in promoting a positive culture of Compliance

by establishing and embedding an effective corporate governance structure

 Ensure Compliance Priorities align with and propel business goals and objectives

 Represent the firm to regulators and partners (banks, aggregators, etc.) as needed

 Develop and drive the completion of the annual Risk assessment

 Review and Improve the Compliance training program for adoption across the firm

 Work across the company to enhance transaction monitoring processes

 Periodically review the firm's sanctions screening and AML thresholds and rules

 Ensure that an effective Independent Review and conformance testing plan is developed

and executed annually for each origination jurisdiction

 Provide strategic direction to the management team and department heads on compliance

matters and contribute to the company's technical direction and long-term decision making.

 Coordinate internal compliance review and monitoring activities, including periodic reviews

of departments

Requirements

 Minimum of 5 years of relevant work experience in compliance and management of

compliance programs in a financial services or fintech company

 Thorough understanding of the laws, regulations and industry codes of practice applicable

to financial services companies

 Experience counseling senior management and company employees regarding compliance

risks

You might be a good fit if you

 Have experience in Regulatory Compliance governance, oversight, systems and controls

 Have experience leading change management

 Are a business-minded strategist who operates with a strong passion for and understanding

of our corporate mission and guiding principles

 Are a self-starter, take initiative, self-manage and require little day-to-day direction to be

successful

 Take responsibility for the outcomes of your core duties

Job Types: Full-time, Permanent

Pay: ₹400,000.00 - ₹800,000.00 per year

Benefits:

• Health insurance
• Leave encashment
• Provident Fund

Work Location: In person