49 Control Framework Jobs

Role Overview: As an Analyst in Treasury Operations on Custodian/Nostro/Clearer accounts for Controls Team, your main responsibility will be to identify and resolve medium to high-level issues, detect and define process enhancements regularly, and prepare, attend, and contribute to process governance. You will also be required to manage intermediate level case studies and challenges with minimal supervision, perform root-cause analysis, and resolve any processes issues when requested. Additionally, you will need to identify, develop, and implement process and project enhancements, understand the control framework, and have proven knowledge of functional, domain, and operational risk manageme...

As a Fund Accounting Manager at Fidelity International, you will play a crucial role in supporting the Global Fund Accounting teams in producing Net asset values, regulatory reports, tax data, and distributions. Your responsibilities will include: - Day to day management of a team of fund accountants - Recruitment, training, development, coaching, and motivation of team members - Ensuring all fund accounting controls are completed and accounting records are accurate and up-to-date - Inputting daily accounting data accurately into the books and records of the funds - Producing key deliverables to SLAs - Reviewing productivity and efficiency of the team with a focus on controls, procedures, an...

Role & responsibilities : Plan, coordinate, and execute internal and external audits related to ISO 27001, ISO 9001, PCI DSS, SOC 2 Type II, and SAR Collaborate with external auditors, regulatory bodies, and third-party vendors to facilitate audit readiness and ensure timely closure of findings Maintain and enhance the Information Security Management System (ISMS) and Quality Management System (QMS) controls and documentation. Drive third-party risk assessments and vendor due diligence aligned with compliance standards and fintech sector expectations Coordinate with engineering, DevOps, IT, SecOps, Product, and legal teams to map controls, gather evidence, and ensure policy enforcement Monit...

**Role Overview:** Embark on a transformative journey as a BATS Order QA Lead at Barclays, where you'll spearhead the evolution of the digital connectivity landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. **Key Responsibilities:** - Strong understanding of FX trade lifecycle, order management systems, and post-trade flows. - Ability to engage early in the SDLC to refine requirements and define test strategies. - Experience working with business, BA, control partners (e.g., Compliance, Risk, Audit). - Proven experience in designing and implementing scalable automation frameworks...

As an individual in Quality Assurance, Monitoring & Testing at our company, you will be responsible for assessing outcomes from activities and processes against applicable requirements to enhance risk management quality. This includes conducting quality testing for business function quality control and transformation lead quality control post activity/process completion. Your role will involve developing and executing Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, monitoring/testing tool assessment, and executing monitoring/testing tools to evaluate key controls addressing defined risks. Your key responsibilities will include: - Ensu...

Job Summary This role could be based in India and Malaysia. When you start the application process you will be presented with a drop down menu showing all countries, please ensure that you select a country where the role is based Work with In-Country teams / Compliance / Tech and passing on key messages to team. Drive improvement in processes and services based on gained knowledge. Migrate and run BAU for In-Country Reporting function. All aspects of tasks related to prevention, detection, assurance, and oversight of Regulatory reporting function. Timely responses to external and internal queries. Build tactical and strategic processes and collaborate with Technology and Change teams to deli...

As a Vice President- Client Account and Settlement Instructions Maintenance Lead at Barclays, your role entails managing day-to-day business operations related to Product onboarding and Standard Settlement Instruction setup in various systems. You will be leading a team to ensure comprehensive, timely, and accurate operational delivery, providing oversight for senior leadership, service buyers, audit activity, and regulators. **Key Responsibilities:** - Manage day-to-day business operations related to Product onboarding and Standard Settlement Instruction setup - Lead a team using a range of products and utilities to ensure comprehensive, timely, and accurate operational delivery - Provide o...

Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: ORM New Business Office - Mumbai Risk Centre, Associate Location: Mumbai, India Role Description Operational Risk Management (ORM) is a department within the Chief Risk Office division. As a Second Line of Defence function, ORM is responsible for oversight across all aspects of non-financial risk (NFR), including risk identification and assessment, control framework, risk appetite and scenario analysis. The role will sit within the newly formed New Business Office, whose core mandate is to govern risk identification, analysis, management, and approval relating to new business, new products, initiatives, and ma...

Position Overview Job Title: Divisional Risk and Controls Senior Analyst, Assistant Vice President Location: Mumbai, India Role Description Business Overview / Division: The Private Bank (PB) combines Deutsche Bank's private clients business in Germany and its international business with private and commercial clients together with Wealth Management in a single division. In both the domestic German market and worldwide the Private Bank provides high-quality advice to broad range of clients and a broad range of financial services in many countries ranging from day-to-day banking services right through to advisory services for sophisticated Private Banking and Wealth Management clients. In Ita...

As a Process Developer/Management Trainee/Assistant Manager for US Domestic and Global Trades at Genpact, your primary responsibility will be trade support, settlement, and processing. You should have a sound understanding of the trade lifecycle from custody to broker to client. Your role involves loading, matching, and settling trade activities, as well as following up with custodians, brokers, and clients to resolve unmatched trades and handling claims from counterparties. **Key Responsibilities:** - Experience with US Domestic Trade Life-cycle is desirable. - Good understanding of financial products like Bonds, Mutual Funds, MBS, SWAPS, Equities, Stock Lending, and Derivatives is required...

As a VP Regulatory Compliance Advisory for HBAP INM CMB & GBM at HSBC, your role is crucial in ensuring that the operations are effective in identifying, managing, and mitigating Regulatory Compliance and Financial Crime risks. Your responsibilities include: - Supporting CMB & GBM Advisory in maintaining an effective control framework and ensuring compliance with all relevant external laws & regulations, internal codes, and policies with a primary focus on CMB and GBM area. - Articulating the Regulatory Compliance and Financial Crime risks for HBAP INM CMB & GBM. - Providing advisory services to HBAP INM CMB & GBM business to ensure a clear understanding of compliance risk exposure. - Managi...

In this role, you're expected to provide an integrated end-to-end credit underwriting, identification, measurement, management, monitoring, and reporting for wholesale credit businesses across the enterprise. The ICM In-Business Quality Assurance function (QA) verifies that established standards and processes are followed and consistently applied. You will execute and participate in the Quality Assurance Reviews (QARs), providing feedback, insights, and observations on any deficiency and areas of improvement. As the ICM In-Business Quality Assurance Data Analytics Vice President, you will engage with the management of the respective ICM business area, Independent Risk, and critical partner s...

Responsibilities Drafting Team: The Drafting team is responsible for ensuring that all BNPParibas confirmations are Dispatched to clients i.e Interbank and Corporate Clients. The team covers a wide range of products traded by the Trading desks such as Vanilla products and the more complex Structured trades. The Drafting team is also responsible to perform final verification of the trade economics before dispatching the final confirmations to counterparts. The team works closely with other Trade Processing teams, legal teams and Front Office to ensure timely communication for any booking discrepancies, template issues and outstanding confirmations. Minimize operational failure, including but ...

Global Markets Documentation The officer will be a part of the confirmation drafting team for Foreign Exchange, Money Market, Equity Derivatives, Credit and Interest Rate Derivatives and Commodity trading (power, gas, oil, precious metals). Responsibilities Drafting Team: The Drafting team is responsible for ensuring that all BNP Paribas confirmations are Dispatched to clients i.e Interbank and Corporate Clients. The team covers a wide range of products traded by the Trading desks such as Vanilla products and the more complex Structured trades. The Drafting team is also responsible to perform final verification of the trade economics before dispatching the final confirmations to counterparts...

Role Overview: As a Risk and Internal Control Professional at Siemens Gamesa, your main responsibility is to enhance, uphold, and continuously improve the integrated Risk and Internal Control (RIC) System. You will play a crucial role in supporting the Management in effectively managing risks, protecting the organization's assets, ensuring reliable financial reporting, and complying with laws and regulations. Key Responsibilities: - Develop and maintain a Risk and Control Framework - Analyze Control Objectives for organizational units, identify process owners, verify documentation requirements, and monitor controls implementation - Provide training and support to process owners, RIC Represen...

Description International Risk and Controls sits within International Card Services (ICS) which comprises of all the issuing functions across all 28 international markets excluding the US - colleagues operate across a variety of geographies and disciplines. ICS issues products to our Consumer and Commercial customers the organization is an integral part of the global growth strategy for American Express; offering differentiated products and services is critical to our success and promises to drive significant growth and value through the delivery of innovative products, tailored to the needs of our customers. The objective of the ICS Control Management Legal Entity India Market Team is to pr...

Job Description Trading Operations is a global team supporting Equity Derivatives, Interest Rate, Credit Derivatives (IRCC), Commodities and Collateral. The team supports primarily middle office functions with a global presence. Trading Operations have people located in the following locations - Americas (New York, Baltimore), Asia (Hong Kong, Tokyo, Singapore, Sydney and Mumbai), and Europe (London, Budapest and Glasgow). Global Operations Position Control (GOPC) is part of the Trading Operations department with teams located in Glasgow and Mumbai. The team performs a pivotal role, ensuring that there is integrity around the completeness and accuracy of the market risk information across al...

Lead group-wide audits by planning, executing, and reporting risk-based reviews, enhancing controls, and driving compliance. Partner with leadership, mentor teams, and embed a culture of accountability, efficiency, and continuous improvement. Required Candidate profile Qualified CA with 8-10 years of progressive experience in internal audit, risk management, or assurance, preferably in a group or multi-business environment

At Barclays, you will not just adapt to the future; you will shape it. As a VP Sox Assurance, you will play a crucial role in leading key components of the Group Sox assurance. Your responsibilities will include ensuring the effective design, execution, and reporting of Sox testing across assigned areas. In this role, you will be accountable for high-complexity and high-impact streams such as FC Sox, Consolidation, Group-level reporting, Notes Disclosures, and Issue management. You will report to the Global Group Sox lead and collaborate with external auditors to drive quality, timeliness, and efficiency in Sox compliance. Key Responsibilities: - Lead Core Sox Streams: Deliver testing for FC...

As an integral part of the Legal Inventory Management APAC (LIM) team at Barclays, you will be at the forefront of revolutionizing the Legal function. Collaborating with the global LIM team, you will support the LIM Directors and other team members in developing and maintaining Barclays laws, rules, and regulations (LRR) inventories. Your role will involve working closely with stakeholders across the organization to ensure the effective embedding of Barclays LRR Risk Management framework. Your key responsibilities will include assisting in the development, management, and maintenance of the LRR Inventories, as well as supporting the operation of Legal Procedures related to LRR Risk managemen...

The Divisional Risk and Controls Senior Analyst, Assistant Vice President position at Deutsche Bank in Mumbai, India, is part of the Private Bank (PB) division. The Private Bank offers high-quality advice and financial services to a diverse range of clients both domestically in Germany and internationally. The Private Bank also provides services to corporate clients and small to medium-sized enterprises in select countries. As a part of the Team Business Risk & Controls (BRC) within the Private Bank, the team oversees non-financial risks, conducts control topics, and regulatory changes. The team collaborates globally to deliver key risk and control agendas, working with various stakeholders ...

What would you do? Transforming sales to become a future-ready and digital B2B revenue engine. Supporting the sales for License , training , pricing , budgeting and negotiation - Backend support Equip sales teams with the right content, training, and data to drive sales activity. What are we looking for? Candidate should have overall experience 15+ years with 8+ years of experience in operational excellence, process improvement. Preferably in a GBS or a BPO organization -Working with senior level of the organisation. Partnered with client organisations in driving and delivering change Proven track record of leading large-scale process improvement and automation initiatives in a global, matri...

Maersk is a global leader in integrated logistics with a rich history of over a century. Through continuous innovation and transformation, Maersk is constantly pushing the boundaries of what is possible in terms of efficiency, sustainability, and excellence. We strongly believe in the power of diversity, collaboration, and continuous learning, ensuring that our organization's workforce reflects and understands the needs of our customers. With a presence in 130 countries and over 100,000 employees, we are dedicated to shaping the future of global trade and logistics. At Maersk, we are committed to harnessing cutting-edge technologies and unlocking opportunities on a global scale, steering tow...

As an Analyst in Treasury Operations on Custodian/Nostro/Clearer accounts for Controls Team, you will be responsible for identifying and resolving medium to high-level issues. You will be required to detect and define process enhancements regularly, prepare for and contribute to process governance, and prepare SOPs to be followed up and updated on timely intervals. Your role will also involve applying domain expertise in cross-functional processes and business interactions, managing intermediate level case studies and challenges with minimal supervision, and performing root-cause analysis to resolve any process issues when requested. Additionally, you will need to identify, develop, and impl...

The role of Fund Accounting Manager is a Fixed Term Contractor position for a duration of 8 months based in Bangalore. As the Fund Accounting Manager, you will be reporting to the Senior Manager and will be responsible for managing a team of fund accountants within the Fund Accounting department. Your primary focus will be on ensuring the accuracy and integrity of the funds" core accounting records to meet regulatory and accounting standards. Your responsibilities will include day-to-day management of the team, recruitment, training, development, and motivation of team members. You will be required to oversee all fund accounting controls, ensure accurate accounting data input, and produce ke...